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We are a leading advisory firm serving global asset managers and investment advisors to expand their businesses in Hong Kong.  Each of our consultants has over 20 years of experience in the investment industry from obtaining SFC licenses, fund set-up, and product distribution to clients.  

 

All our consultants are former portfolio managers, senior legal and compliance executives in licensed banks and securities houses. We have expert knowledge and experience to negotiating with regulators, forming trading strategies, system establishment, FRR and BRMQ submission, preparation of compliance manuals, and other internal policies, etc.

All our consultants are fluent in English, Mandarin and Cantonese.

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