top of page

 

 

We offer tailor-made services to newly licensed corporations and established asset managers. The services include cost-effective approach from ongoing compliance consulting, handle SFC enquiry, and internal compliance training.  With our executive-level compliance experience gained under HKMA and SFC, we are confident to assist our clients to comply with the increasing demanding requirements from the regulators.

Also all licensed corporations carrying regulated activities must reduce hacking risks and fulfil SFC requirements on three key areas: protecting client accounts, securing infrastructure, and establishing cybersecurity governance.  Firms must deploy adequate resources including but limited to enforcing strong data encryption and password policies, secure network architectures, manage user access, maintain patch and endpoint protection, and have robust contingency plans for cyber incidents.

 

Our company is connected to world leading cyber security firms and capable to assist clients to establish a cybersecurity risk management framework, establishing incident reporting procedures, and ensuring regular staff training and client alerts. Compliance with these measures is essential for maintaining fitness and properness.  

Cyber Compliance

© 2020 by Alpha Advisers

bottom of page